Independent Fiduciary Services

Our Business


  • Fiduciary oversight of employer stock
  • Sun-setting employer stock funds
  • Insurance provider selection for annuitizing defined benefit plans (in accordance with the Department of Labor’s Interpretive Bulletin 95-1)
  • In-kind contributions to defined benefit plans
  • Proxy voting and other corporate actions
  • Liquidity management & trade execution


  • Navigating the regulatory environment
  • Coordinating provider relationships (including recordkeepers and custodians)
  • Facilitating administrative reporting to plan sponsors
  • Assisting with employee communications 
  • Offering insight into key investment and policy issues facing people and plans

Retirement Solutions for People, Plans and Policy