SPDR® S&P Kensho Final Frontiers ETF ROKT

NAV
$38.66
as of Nov 28 2022
Base Currency
USD
Assets Under Management
$17.40 M
as of Nov 28 2022
Gross Expense Ratio
0.45%

Key Features


  • The SPDR S&P Kensho Final Frontiers ETF seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of the S&P Kensho Final Frontiers Index (the “Index”)
  • Seeks to track an index utilizing artificial intelligence and a quantitative weighting methodology to capture companies whose products and services are driving innovation behind the exploration of the final frontiers, which includes the areas of outer space and the deep sea
  • May provide an effective way to pursue long-term growth potential by investing in a portfolio of companies involved in the expansion of human understanding and presence in outer space and in the oceans


About this Benchmark


The S&P Kensho Final Frontiers Index (the “Index”) is comprised of U.S.-listed equity securities (including depositary receipts) of companies domiciled across developed and emerging markets worldwide which are included in the Final Frontiers sector as determined by a classification standard produced by S&P Dow Jones Indices LLC (the “Index Provider”). The Index is designed to capture companies whose products and services are driving innovation behind the exploration of deep space and deep sea. In particular, the Index comprises the components of the S&P Kensho Space Index and the deep sea exploration components of the S&P Kensho Drones Index (the “Underlying Indexes”) as of the Index’s annual reconstitution day, subject to certain liquidity thresholds for each component. The S&P Kensho Space Index seeks to track companies that produce products and services that enable space travel and exploration, or are a necessary component of the supply chain for such products and services. The S&P Kensho Drones Index seeks to track companies that produce products and services related to the remotely-operated or unmanned aerial, underwater and surface-level drones market, or are a necessary component of the supply chain for such products and services.


Fund Information as of Nov 29 2022

Benchmark S&P Kensho Final Frontiers Index
Inception Date Oct 22 2018
Options Available No
Gross Expense Ratio
0.45%
Base Currency USD
Administrator State Street Global Advisors Funds Management Inc.
Investment Manager SSGA Funds Management, Inc.
Management Team Global Equity Beta Solutions
Distributor State Street Global Advisors Funds Distributors, LLC
Distribution Frequency Quarterly

Listing Information as of Nov 29 2022

Exchange Listing Date Trading Currency Ticker CUSIP ISIN
NYSE ARCA EXCHANGE Oct 23 2018 USD ROKT 78468R630 US78468R6302

Fund Characteristics as of Nov 28 2022

Est. 3-5 Year EPS Growth
9.07%
Number of Holdings 35
Price/Book Ratio
2.74
Price/Earnings Ratio FY1
22.96
Weighted Average Market Cap $35,765.60 M

Index Characteristics as of Nov 28 2022

Est. 3-5 Year EPS Growth 9.07%
Number of Holdings 35
Price/Cash Flow 18.53
Price/Earnings 28.18
Price/Earnings Ratio FY1 22.96

Index Statistics as of Nov 28 2022

Average Size Size Range
Weighted Average Market Cap Mean Median Largest Smallest
$35,763.82 M $30,172.48 M $8,267.46 M $145,066.92 M $131.92 M

Yields as of Nov 28 2022

30 Day SEC Yield
0.37%
30 Day SEC Yield (Unsubsidized)
-
Fund Distribution Yield
0.58%
Index Dividend Yield
0.80%

Fund Market Price as of Nov 28 2022

Bid/Ask
$38.66
Closing Price
$38.66
Day High $39.55
Day Low $38.66
Exchange Volume (Shares)
160
Premium/Discount
0.01%
30-Day Median Bid/Ask Spread
0.21%

Premium Discount to NAV Graph and Summary

Number of Days Summary

Calendar Year 2021 First Quarter of 2022 Second Quarter of 2022 Third Quarter of 2022
Days Traded at Premium
156 23 34 36
Days Traded at Discount
96 39 28 28

Because ETFs trade like stocks at current market prices, shareholders may pay more than a fund’s NAV when purchasing fund shares and may receive less than a fund’s NAV when selling fund shares.

Before investing, consider the funds' investment objectives, risks, charges and expenses. To obtain a prospectus or summary prospectus which contains this and other information, call 1-866-787-2257 download a prospectus or summary prospectus now, or talk to your financial advisor. Read it carefully before investing.


Fund Net Cash Amount as of Nov 28 2022

Net Cash Amount $15,564.78

Fund Net Asset Value as of Nov 28 2022

NAV
$38.66
Shares Outstanding 450,000.00
Assets Under Management $17.40 M

Fund Performance

  • Fund Inception Date: Oct 22 2018

as of Oct 31 2022

As Of 1 Month QTD YTD 1 Year 3 Year 5 Year 10 Year Since Inception
Oct 22 2018
Fund Before Tax
NAV Oct 31 2022 14.95% 14.95% -3.84% -4.87% 4.31% - - 7.06%
Market Value Oct 31 2022 14.89% 14.89% -3.80% -4.83% 4.33% - - 7.07%
S&P Kensho Final Frontiers Index Oct 31 2022 15.01% 15.01% -3.55% -4.50% 4.74% 7.41% - 7.52%
Fund After Tax
Return after Taxes on Distributions Oct 31 2022 14.95% 14.95% -4.03% -5.09% 4.04% - - 6.80%
Return after Taxes on Distributions and Sale of Fund Shares Oct 31 2022 8.85% 8.85% -2.28% -2.87% 3.28% - - 5.48%
S&P Kensho Final Frontiers Index Oct 31 2022 15.01% 15.01% -3.55% -4.50% 4.74% 7.41% - 7.52%

as of Sep 30 2022

As Of 1 Month QTD YTD 1 Year 3 Year 5 Year 10 Year Since Inception
Oct 22 2018
Fund Before Tax
NAV Sep 30 2022 -10.69% -5.79% -16.35% -15.88% -1.31% - - 3.50%
Market Value Sep 30 2022 -10.65% -5.74% -16.27% -15.80% -1.28% - - 3.52%
S&P Kensho Final Frontiers Index Sep 30 2022 -10.69% -5.73% -16.13% -15.55% -0.92% 4.48% - 3.93%
Fund After Tax
Return after Taxes on Distributions Sep 30 2022 -10.77% -5.87% -16.51% -16.07% -1.57% - - 3.24%
Return after Taxes on Distributions and Sale of Fund Shares Sep 30 2022 -6.33% -3.42% -9.67% -9.36% -1.00% - - 2.69%
S&P Kensho Final Frontiers Index Sep 30 2022 -10.69% -5.73% -16.13% -15.55% -0.92% 4.48% - 3.93%

Past performance is not a reliable indicator of future performance. Investment return and principal value will fluctuate, so you may have a gain or loss when shares are sold. Current performance may be higher or lower than that quoted. Performance of an index is not illustrative of any particular investment.  All results are historical and assume the reinvestment of dividends and capital gains. It is not possible to invest directly in an index.

Performance returns for periods of less than one year are not annualized.  Performance is shown net of fees.

Index returns are unmanaged and do not reflect the deduction of any fees or expenses. Index returns reflect all items of income, gain and loss and the reinvestment of dividends and other income as applicable.

The market price used to calculate the Market Value return is the midpoint between the highest bid and the lowest offer on the exchange on which the shares of the Fund are listed for trading, as of the time that the Fund's NAV is calculated. If you trade your shares at another time, your return may differ.

Gross Expense Ratio: 0.45%


Top Holdings

as of Nov 28 2022
as of Nov 28 2022

Fund Top Holdings as of Nov 28 2022

Name Shares Held Weight
Iridium Communications Inc. 16,760 4.97%
Boeing Company 4,424 4.37%
Aerojet Rocketdyne Holdings Inc. 14,653 4.28%
Northrop Grumman Corp. 1,308 3.95%
Honeywell International Inc. 3,174 3.94%
Lockheed Martin Corporation 1,393 3.87%
HEICO Corporation 4,209 3.84%
Teledyne Technologies Incorporated 1,536 3.65%
Hexcel Corporation 10,588 3.57%
TechnipFMC plc 50,848 3.53%
Download All Holdings: Daily

Index Top Holdings as of Nov 28 2022

Name Weight
Iridium Communications Inc. 4.97%
Boeing Company 4.38%
Aerojet Rocketdyne Holdings Inc. 4.29%
Northrop Grumman Corp. 3.95%
Honeywell International Inc. 3.95%
Lockheed Martin Corporation 3.88%
HEICO Corporation 3.84%
Teledyne Technologies Incorporated 3.66%
Hexcel Corporation 3.58%
TechnipFMC plc 3.54%

Sub-Industry Allocation

as of Nov 28 2022
as of Nov 28 2022

Fund Sub-Industry Allocation as of Nov 28 2022

Sector Weight
Aerospace & Defence 54.32%
Research & Consulting Services 9.92%
Industrial Machinery 6.58%
Alternative Carriers 4.97%
Electronic Components 4.08%
Industrial Conglomerates 3.94%
Electronic Equipment & Instruments 3.66%
Oil & Gas Equipment & Services 3.54%
Electronic Manufacturing Services 2.56%
Semiconductors 2.43%
Communications Equipment 2.14%
Metal & Glass Containers 1.85%

Index Sub-Industry Allocation as of Nov 28 2022

Sector Weight
Aerospace & Defence 54.32%
Research & Consulting Services 9.93%
Industrial Machinery 6.58%
Alternative Carriers 4.97%
Electronic Components 4.08%
Industrial Conglomerates 3.95%
Electronic Equipment & Instruments 3.66%
Oil & Gas Equipment & Services 3.54%
Electronic Manufacturing Services 2.56%
Semiconductors 2.43%
Communications Equipment 2.14%
Metal & Glass Containers 1.85%

Geographical Breakdown


Purchase Information


Buying and Selling ETFs

ETFs are flexible and easy to trade. Investors buy and sell them like stocks, typically through a brokerage account. Investors can also employ traditional stock trading techniques; including stop orders, limit orders, margin purchases, and short sales using ETFs. They are listed on major US Stock Exchanges.

ETFs are subject to risk similar to those of stocks including those regarding short-selling and margin account maintenance.

Ordinary brokerage commissions may apply.


In general, ETFs can be expected to move up or down in value with the value of the applicable index. Although ETF shares may be bought and sold on the exchange through any brokerage account, ETF shares are not individually redeemable from the Fund. Investors may acquire ETFs and tender them for redemption through the Fund in Creation Unit Aggregations only. Please see the prospectus for more details.

After-tax returns are calculated based on NAV using the historical highest individual federal marginal income tax rates and do not reflect the impact of state and local taxes. Actual after-tax returns depend on the investor's tax situation and may differ from those shown. The after-tax returns shown are not relevant to investors who hold their fund shares through tax-deferred arrangements such as 401(k) plans or individual retirement accounts.

Performance of an index is not illustrative of any particular investment. It is not possible to invest directly in an index.

Holdings and sectors shown are as of the date indicated and are subject to change. This information should not be considered a recommendation to invest in a particular sector or to buy or sell any security shown. It is not known whether the sectors or securities shown will be profitable in the future.

Unless otherwise noted all information contained herein is that of the SPDR® S&P Kensho Final Frontiers ETF.

KENSHO© is a registered service mark of Kensho Technologies Inc. (“Kensho”), and all Kensho financial indices in the Kensho New Economies© family and such indices’ corresponding service marks have been licensed by the Licensee in connection with the SPDR Kensho Intelligent Structures ETF, SPDR Kensho Smart Mobility ETF, SPDR Kensho Future Security ETF, SPDR Kensho Clean Power ETF, SPDR Kensho Final Frontiers ETF and SPDR Kensho New Economies Composite ETF (collectively, the “SPDR ETFs”).  The SPDR ETFs are not marketed, sold, or sponsored by Kensho, Kensho’s affiliates, or Kensho’s third party licensors.

Kensho is not an investment adviser or broker-dealer and Kensho makes no representation regarding the advisability of investing in any investment fund, other investment vehicle, security or other financial product regardless of whether or not it is based on, derived from, or included as a constituent of any Kensho New Economies© family index. Kensho bears no responsibility or liability for any business decision, input, recommendation, or action taken based on Kensho indices or any products based on, derived from, or included as a constituent of any such index. All referenced names and trademarks are the property of their respective owners.

As with all stocks, you may be required to deposit more money or securities into your margin account if the equity, including the amount attributable to your ETF shares, declines.

Prior to 12/10/2018, the S&P Kensho Final Frontiers Index was known as the Kensho Final Frontiers Index.

Prior to 06/25/2019, the SPDR S&P Kensho Final Frontiers ETF was known as the SPDR Kensho Final Frontiers ETF. Prior to 06/25/2019, the ticker for ROKT was XKFF.