SPDR® S&P SmallCap 600 ESG ETF ESIX

Important Risk Disclosure

In general, ETFs can be expected to move up or down in value with the value of the applicable index. Although ETF shares may be bought and sold on the exchange through any brokerage account, ETF shares are not individually redeemable from the Fund. Investors may acquire ETFs and tender them for redemption through the Fund in Creation Unit Aggregations only. Please see the prospectus for more details.

ESG Investing Risk: The Index's incorporation of ESG considerations in its methodology may cause the Fund to make different investments than funds that do not incorporate such considerations in their strategy or investment processes. Under certain economic conditions, this could cause the Fund's investment performance to be worse than funds that do not incorporate such considerations. The Index's incorporation of ESG considerations may affect the Fund's exposure to certain sectors and/or types of investments, and may adversely impact the Fund's performance depending on whether such sectors or investments are in or out of favor in the market.

Equity securities may fluctuate in value in response to the activities of individual companies and general market and economic conditions.

Investments in small-sized companies may involve greater risks than in those of larger, better known companies. Returns on investments in stocks of small companies could trail the returns on investments in stocks of larger companies.

Non-diversified funds that focus on a relatively small number of securities tend to be more volatile than diversified funds and the market as a whole.

Passively managed funds hold a range of securities that, in the aggregate, approximates the full Index in terms of key risk factors and other characteristics. This may cause the fund to experience tracking errors relative to performance of the index.

While the shares of ETFs are tradable on secondary markets, they may not readily trade in all market conditions and may trade at significant discounts in periods of market stress.

ETFs trade like stocks, are subject to investment risk, fluctuate in market value and may trade at prices above or below the ETFs net asset value. Brokerage commissions and ETF expenses will reduce returns.

Intellectual Property Information: Standard & Poor’s®, S&P® and SPDR® are registered trademarks of Standard & Poor’s Financial Services LLC (S&P); Dow Jones is a registered trademark of Dow Jones Trademark Holdings LLC (Dow Jones); and these trademarks have been licensed for use by S&P Dow Jones Indices LLC (SPDJI) and sublicensed for certain purposes by State Street Corporation. State Street Corporation’s financial products are not sponsored, endorsed, sold or promoted by SPDJI, Dow Jones, S&P, their respective affiliates and third party licensors and none of such parties make any representation regarding the advisability of investing in such product(s) nor do they have any liability in relation thereto, including for any errors, omissions, or interruptions of any index.

Before investing, consider the funds' investment objectives, risks, charges and expenses. To obtain a prospectus or summary prospectus which contains this and other information, call 1-866-787-2257 download a prospectus or summary prospectus now, or talk to your financial advisor. Read it carefully before investing.

NAV

NAV

The market value of a mutual fund's or ETFs total assets, minus liabilities, divided by the number of shares outstanding.

$27.79

as of Jan 21 2022

Base Currency

USD

Assets Under Management

$2.78 M

as of Jan 21 2022

Gross Expense Ratio

Gross Expense Ratio

The fund's total annual operating expense ratio. It is gross of any fee waivers or expense reimbursements. It can be found in the fund's most recent prospectus.

0.12%

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Key Features

Key Features

  • Seeks to provide investment results that, before fees and expenses, correspond generally to the S&P SmallCap 600® ESG Index
  • Seeks to track an index designed to select S&P SmallCap 600® firms meeting certain sustainability criteria (criteria related to environmental, social and governance factors) while maintaining similar overall industry group weights as the S&P SmallCap 600® Index
  • ESIX may serve as a potential ESG core exposure, based on its focus on ESG criteria and comprehensive market coverage of the flagship core S&P SmallCap 600® Index

About this Benchmark

About this Benchmark

The S&P SmallCap 600 ESG Index is designed to measure the performance of securities meeting certain sustainability criteria (criteria related to ESG factors), while maintaining similar overall industry group weights as the S&P SmallCap 600 Index.


Fund Information as of Jan 25 2022

Fund Information as of Jan 25 2022
Benchmark Inception Date Options Available Gross Expense Ratio

Gross Expense Ratio

The fund's total annual operating expense ratio. It is gross of any fee waivers or expense reimbursements. It can be found in the fund's most recent prospectus.

Base Currency Administrator Investment Manager
S&P SmallCap 600 ESG Index Jan 10 2022 No 0.12% USD State Street Global Advisors Funds Management Inc. SSGA Funds Management, Inc.
Benchmark S&P SmallCap 600 ESG Index
Inception Date Jan 10 2022
Options Available No
Gross Expense Ratio

Gross Expense Ratio

The fund's total annual operating expense ratio. It is gross of any fee waivers or expense reimbursements. It can be found in the fund's most recent prospectus.

0.12%
Base Currency USD
Administrator State Street Global Advisors Funds Management Inc.
Investment Manager SSGA Funds Management, Inc.
Distributor Distribution Frequency
State Street Global Advisors Funds Distributors, LLC Quarterly
Distributor State Street Global Advisors Funds Distributors, LLC
Distribution Frequency Quarterly

Listing Information as of Jan 25 2022

Listing Information as of Jan 25 2022
Exchange Listing Date Trading Currency Ticker CUSIP ISIN
NYSE ARCA EXCHANGE Jan 11 2022 USD ESIX 78470P887 US78470P8876
Exchange NYSE ARCA EXCHANGE
Listing Date Jan 11 2022
Trading Currency USD
Ticker ESIX
CUSIP 78470P887
ISIN US78470P8876

Fund Characteristics as of Jan 21 2022

Fund Characteristics as of Jan 21 2022
Est. 3-5 Year EPS Growth

Estimated 3-5 Year EPS Growth

Based on the underlying holdings of the fund. The actual earnings estimates for the underlying holdings are provided by FactSet, First Call, I/B/E/S Consensus, and Reuters and are used to calculate a mean 3-5 year EPS growth rate estimate.

Number of Holdings Price/Book Ratio

Price/Book Ratio

The weighted harmonic average of closing market price divided by the most recent reported book value for each security in the fund's portfolio as calculated for the last twelve months.

Price/Earnings Ratio FY1

Price/Earnings Ratio FY1

The weighted harmonic average of current share price divided by the forecasted one year earnings per share for each security in the fund. Negative and positive outliers are included in the calculation.

Weighted Average Market Cap
11.92% 383 2.02 13.42 $2,570.62 M
Est. 3-5 Year EPS Growth

Estimated 3-5 Year EPS Growth

Based on the underlying holdings of the fund. The actual earnings estimates for the underlying holdings are provided by FactSet, First Call, I/B/E/S Consensus, and Reuters and are used to calculate a mean 3-5 year EPS growth rate estimate.

11.92%
Number of Holdings 383
Price/Book Ratio

Price/Book Ratio

The weighted harmonic average of closing market price divided by the most recent reported book value for each security in the fund's portfolio as calculated for the last twelve months.

2.02
Price/Earnings Ratio FY1

Price/Earnings Ratio FY1

The weighted harmonic average of current share price divided by the forecasted one year earnings per share for each security in the fund. Negative and positive outliers are included in the calculation.

13.42
Weighted Average Market Cap $2,570.62 M

Index Characteristics as of Jan 21 2022

Index Characteristics as of Jan 21 2022
Est. 3-5 Year EPS Growth Number of Holdings Price/Cash Flow Price/Earnings Price/Earnings Ratio FY1 Return on Equity
11.86% 383 9.89 14.83 13.43 -19.48%
Est. 3-5 Year EPS Growth 11.86%
Number of Holdings 383
Price/Cash Flow 9.89
Price/Earnings 14.83
Price/Earnings Ratio FY1 13.43
Return on Equity -19.48%

Index Statistics as of Jan 21 2022

Index Statistics as of Jan 21 2022

Average Size
Size Range
Weighted Average Market Cap Mean Median Largest Smallest
$2,570.87 M $1,851.06 M $1,569.19 M $6,495.24 M $155.76 M
Weighted Average Market Cap $2,570.87 M
Average Size
Mean $1,851.06 M
Median $1,569.19 M
Size Range
Largest $6,495.24 M
Smallest $155.76 M

Yields as of Jan 21 2022

Yields as of Jan 21 2022
Index Dividend Yield

Index Dividend Yield

The weighted average of the underlyings' indicated annual dividend divided by price, expressed as a percentage.

1.33%
Index Dividend Yield

Index Dividend Yield

The weighted average of the underlyings' indicated annual dividend divided by price, expressed as a percentage.

1.33%

Fund Market Price as of Jan 21 2022

Fund Market Price as of Jan 21 2022
Bid/Ask

Bid/Ask Mid Point

(Also known as Mid Price) The price between the best price of the sellers for a trading unit of a given security and the best price of the buyer of a trading unit of a given security.

Closing Price

Closing Price

Market Price of last reported trade on the exchange.

Day High Day Low Exchange Volume (Shares)

Exchange Volume (shares)

Represents the volume of shares traded on the ETF's primary exchange throughout the previous business day.

Premium/Discount

Premium/Discount to NAV

Shows the comparison of the daily net asset value (NAV) and the Midpoint of the closing bid/ask for each of the funds calculated as ((4PM Bid/Ask - Closing NAV) / Closing NAV * 100)

30-Day Median Bid/Ask Spread

The median bid-ask spread is calculated by identifying national best bid and national best offer ("NBBO") for each Fund as of the end of each 10 second interval during each trading day of the last 30 calendar days and dividing the difference between each such bid and offer by the midpoint of the NBBO. The median of those values is identified and posted on each business day.

$27.82 $27.87 $28.12 $27.87 20 0.11% 0.24%
Bid/Ask

Bid/Ask Mid Point

(Also known as Mid Price) The price between the best price of the sellers for a trading unit of a given security and the best price of the buyer of a trading unit of a given security.

$27.82
Closing Price

Closing Price

Market Price of last reported trade on the exchange.

$27.87
Day High $28.12
Day Low $27.87
Exchange Volume (Shares)

Exchange Volume (shares)

Represents the volume of shares traded on the ETF's primary exchange throughout the previous business day.

20
Premium/Discount

Premium/Discount to NAV

Shows the comparison of the daily net asset value (NAV) and the Midpoint of the closing bid/ask for each of the funds calculated as ((4PM Bid/Ask - Closing NAV) / Closing NAV * 100)

0.11%
30-Day Median Bid/Ask Spread

The median bid-ask spread is calculated by identifying national best bid and national best offer ("NBBO") for each Fund as of the end of each 10 second interval during each trading day of the last 30 calendar days and dividing the difference between each such bid and offer by the midpoint of the NBBO. The median of those values is identified and posted on each business day.

0.24%
Premium Discount to NAV Graph and Summary

The line graph and table below show historical information about the differences between the daily closing price for shares of the fund (as determined by the fund’s listing exchange) and the fund’s net asset value over certain periods. The vertical axis of the line graph shows the premium/discount expressed as a percentage of NAV. The horizontal axis indicates the date at which the premium/discount occurred. The table shows the number of trading days in which the fund traded at a premium or at a discount to NAV.

x axis: Dates
y axis: Premium or Discount (bps)
Number of Days Summary
Calendar Year 2021
Days Traded at Premium

Number of days the ETF 4PM Bid/Ask was above the NAV.

-
Days Traded at Discount

Number of days the ETF 4PM Bid/Ask was below the NAV.

-
Days Traded at Premium

Number of days the ETF 4PM Bid/Ask was above the NAV.

Calendar Year 2021 -
Days Traded at Discount

Number of days the ETF 4PM Bid/Ask was below the NAV.

Calendar Year 2021 -
Fund Data

Because ETFs trade like stocks at current market prices, shareholders may pay more than a fund’s NAV when purchasing fund shares and may receive less than a fund’s NAV when selling fund shares.

Premium/discount information will be displayed in the Number of Days Summary table following the completion of the current calendar quarter.

Before investing, consider the funds' investment objectives, risks, charges and expenses. To obtain a prospectus or summary prospectus which contains this and other information, call 1-866-787-2257 download a prospectus or summary prospectus now, or talk to your financial advisor. Read it carefully before investing.


Fund Net Cash Amount as of Jan 21 2022

Fund Net Cash Amount as of Jan 21 2022
Net Cash Amount
$330.61
Net Cash Amount $330.61

Fund Net Asset Value as of Jan 21 2022

Fund Net Asset Value as of Jan 21 2022
NAV

NAV

The market value of a mutual fund's or ETFs total assets, minus liabilities, divided by the number of shares outstanding.

Shares Outstanding Assets Under Management
$27.79 100,000.00 $2.78 M
NAV

NAV

The market value of a mutual fund's or ETFs total assets, minus liabilities, divided by the number of shares outstanding.

$27.79
Shares Outstanding 100,000.00
Assets Under Management $2.78 M
Most Recent NAV / NAV History

Top Holdings

Subject to change.

Top Holdings

Subject to change.

Fund Top Holdingsas of Jan 21 2022
Index Top Holdingsas of Jan 21 2022

Fund Top Holdings as of Jan 21 2022

Name Shares Held Weight
Omnicell Inc. 180 0.96%
Vonage Holdings Corp. 1,044 0.78%
Rogers Corporation 76 0.75%
Watts Water Technologies Inc. Class A 112 0.73%
Exponent Inc. 216 0.71%
Balchem Corporation 132 0.71%
Agree Realty Corporation 288 0.66%
AMN Healthcare Services Inc. 196 0.66%
Onto Innovation Inc. 204 0.66%
Range Resources Corporation 1,032 0.65%
Download All Holdings: Daily

Index Top Holdings as of Jan 21 2022

Name Weight
Omnicell Inc. 0.97%
Vonage Holdings Corp. 0.78%
Rogers Corporation 0.76%
Watts Water Technologies Inc. Class A 0.75%
Balchem Corporation 0.71%
Exponent Inc. 0.71%
Agree Realty Corporation 0.66%
AMN Healthcare Services Inc. 0.66%
Onto Innovation Inc. 0.66%
Range Resources Corporation 0.65%

Sector Allocation

Sector Allocation
Fund Sector Breakdownas of Jan 21 2022
Index Sector Breakdownas of Jan 21 2022

Fund Sector Breakdown as of Jan 21 2022

Sector Weight
Financials 19.77%
Industrials 18.09%
Information Technology 14.47%
Consumer Discretionary 12.39%
Health Care 11.33%
Real Estate 8.24%
Materials 5.76%
Consumer Staples 4.35%
Energy 3.60%
Communication Services 1.13%
Utilities 0.88%

Index Sector Breakdown as of Jan 21 2022

Sector Weight
Financials 19.74%
Industrials 18.10%
Information Technology 14.48%
Consumer Discretionary 12.37%
Health Care 11.33%
Real Estate 8.23%
Materials 5.79%
Consumer Staples 4.35%
Energy 3.59%
Communication Services 1.13%
Utilities 0.88%
Information & Schedules

Purchase Information

Purchase Information

Buying and Selling ETFs

ETFs are flexible and easy to trade. Investors buy and sell them like stocks, typically through a brokerage account. Investors can also employ traditional stock trading techniques; including stop orders, limit orders, margin purchases, and short sales using ETFs. They are listed on major US Stock Exchanges.

ETFs are subject to risk similar to those of stocks including those regarding short-selling and margin account maintenance.

Ordinary brokerage commissions apply.


Fund Footnotes

In general, ETFs can be expected to move up or down in value with the value of the applicable index. Although ETF shares may be bought and sold on the exchange through any brokerage account, ETF shares are not individually redeemable from the Fund. Investors may acquire ETFs and tender them for redemption through the Fund in Creation Unit Aggregations only. Please see the prospectus for more details.

After-tax returns are calculated based on NAV using the historical highest individual federal marginal income tax rates and do not reflect the impact of state and local taxes. Actual after-tax returns depend on the investor's tax situation and may differ from those shown. The after-tax returns shown are not relevant to investors who hold their fund shares through tax-deferred arrangements such as 401(k) plans or individual retirement accounts.

Unless otherwise noted all information contained herein is that of the SPDR® S&P SmallCap 600 ESG ETF.

Performance of an index is not illustrative of any particular investment. It is not possible to invest directly in an index.

Holdings and sectors shown are as of the date indicated and are subject to change. This information should not be considered a recommendation to invest in a particular sector or to buy or sell any security shown. It is not known whether the sectors or securities shown will be profitable in the future.

As with all stocks, you may be required to deposit more money or securities into your margin account if the equity, including the amount attributable to your ETF shares, declines.