SPDR® S&P 500® ESG ETF EFIV

Important Risk Disclosure

NAV

NAV

The market value of a mutual fund's or ETFs total assets, minus liabilities, divided by the number of shares outstanding.

$31.90

as of Oct 26 2020

Base Currency

USD

Assets Under Management

$67.79 M

as of Oct 26 2020

Gross Expense Ratio

Gross Expense Ratio

The fund's total annual operating expense ratio. It is gross of any fee waivers or expense reimbursements. It can be found in the fund's most recent prospectus.

0.10%

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Key Features

Key Features

• Seeks to provide investment results that, before fees and expenses, correspond generally to the S&P 500 ESG Index

• EFIV is designed to track an index that is designed to select S&P 500 firms meeting certain sustainability criteria (criteria related to environmental, social and governance  factors) while maintaining similar overall industry group weights as the S&P 500 Index

• EFIV may serve as a potential ESG core exposure, based on its focus on sustainability criteria and comprehensive market coverage of the flagship core S&P 500 Index


About this Benchmark

About this Benchmark

The S&P 500 ESG  Index is designed to measure the performance of securities meeting certain sustainability criteria, while maintaining similar overall industry group weights as the S&P 500 Index.


Fund Information as of Oct 26 2020

Fund Information as of Oct 26 2020
Benchmark Inception Date Options Available Gross Expense Ratio

Gross Expense Ratio

The fund's total annual operating expense ratio. It is gross of any fee waivers or expense reimbursements. It can be found in the fund's most recent prospectus.

Base Currency Custodian Investment Manager
S&P 500 ESG Index Jul 27 2020 No 0.10% USD State Street Bank and Trust Company SSGA Funds Management, Inc.
Benchmark S&P 500 ESG Index
Inception Date Jul 27 2020
Options Available No
Gross Expense Ratio

Gross Expense Ratio

The fund's total annual operating expense ratio. It is gross of any fee waivers or expense reimbursements. It can be found in the fund's most recent prospectus.

0.10%
Base Currency USD
Custodian State Street Bank and Trust Company
Investment Manager SSGA Funds Management, Inc.
Management Team Distributor Distribution Frequency
Global Equity Beta Solutions State Street Global Advisors Funds Distributors, LLC Quarterly
Management Team Global Equity Beta Solutions
Distributor State Street Global Advisors Funds Distributors, LLC
Distribution Frequency Quarterly

Listing Information as of Oct 26 2020

Listing Information as of Oct 26 2020
Exchange Listing Date Trading Currency Ticker CUSIP ISIN
NYSE ARCA EXCHANGE Jul 28 2020 USD EFIV 78468R531 US78468R5312
Exchange NYSE ARCA EXCHANGE
Listing Date Jul 28 2020
Trading Currency USD
Ticker EFIV
CUSIP 78468R531
ISIN US78468R5312

Fund Characteristics as of Oct 26 2020

Fund Characteristics as of Oct 26 2020
Est. 3-5 Year EPS Growth

Estimated 3-5 Year EPS Growth

Based on the underlying holdings of the fund. The actual earnings estimates for the underlying holdings are provided by FactSet, First Call, I/B/E/S Consensus, and Reuters and are used to calculate a mean 3-5 year EPS growth rate estimate.

Number of Holdings Price/Book Ratio

Price/Book Ratio

The weighted harmonic average of closing market price divided by the most recent reported book value for each security in the fund's portfolio as calculated for the last twelve months.

Price/Earnings Ratio FY1

Price/Earnings Ratio FY1

The weighted harmonic average of current share price divided by the forecasted one year earnings per share for each security in the fund. Negative and positive outliers are included in the calculation.

Weighted Average Market Cap
12.56% 297 3.78 23.84 $566,437.00 M
Est. 3-5 Year EPS Growth

Estimated 3-5 Year EPS Growth

Based on the underlying holdings of the fund. The actual earnings estimates for the underlying holdings are provided by FactSet, First Call, I/B/E/S Consensus, and Reuters and are used to calculate a mean 3-5 year EPS growth rate estimate.

12.56%
Number of Holdings 297
Price/Book Ratio

Price/Book Ratio

The weighted harmonic average of closing market price divided by the most recent reported book value for each security in the fund's portfolio as calculated for the last twelve months.

3.78
Price/Earnings Ratio FY1

Price/Earnings Ratio FY1

The weighted harmonic average of current share price divided by the forecasted one year earnings per share for each security in the fund. Negative and positive outliers are included in the calculation.

23.84
Weighted Average Market Cap $566,437.00 M

Index Characteristics as of Oct 26 2020

Index Characteristics as of Oct 26 2020
Est. 3-5 Year EPS Growth Number of Holdings Price/Cash Flow Price/Earnings Price/Earnings Ratio FY1 Return on Equity
12.56% 297 13.66 26.78 23.83 142.95%
Est. 3-5 Year EPS Growth 12.56%
Number of Holdings 297
Price/Cash Flow 13.66
Price/Earnings 26.78
Price/Earnings Ratio FY1 23.83
Return on Equity 142.95%

Index Statistics as of Oct 26 2020

Index Statistics as of Oct 26 2020

Average Size
Size Range
Weighted Average Market Cap Mean Median Largest Smallest
$566,147.06 M $78,568.23 M $27,906.77 M $1,971,468.80 M $3,231.04 M
Weighted Average Market Cap $566,147.06 M
Average Size
Mean $78,568.23 M
Median $27,906.77 M
Size Range
Largest $1,971,468.80 M
Smallest $3,231.04 M

Yields as of Oct 26 2020

Yields as of Oct 26 2020
30 Day SEC Yield

30 Day SEC Yield

(Also known as Standardized Yield) An annualized yield that is calculated by dividing the net investment income earned by the fund over the most recent 30-day period by the current maximum offering price.

30 Day SEC Yield (Unsubsidized)

30 Day SEC Yield (Unsubsidized)

An annualized yield that is calculated by dividing the net investment income earned by the fund over the most recent 30-day period by the current maximum offering price that does not account for expense ratio waivers.

Fund Dividend Yield

Fund Dividend Yield

The sum of the most recent 12 dividends within the past 365 days divided by Net Asset Value per share, expressed as a percentage.

Index Dividend Yield

Index Dividend Yield

The weighted average of the underlyings' indicated annual dividend divided by price, expressed as a percentage.

Tax Equivalent Yield

Taxable Equivalent Yield

Return that is required on a taxable investment to make it equal to the return on a tax-exempt investment. Tax equivalent yield is based on the Fund's 30 Day SEC Yield and the highest marginal federal income tax rate.

1.56% - 0.26% 1.65% -
30 Day SEC Yield

30 Day SEC Yield

(Also known as Standardized Yield) An annualized yield that is calculated by dividing the net investment income earned by the fund over the most recent 30-day period by the current maximum offering price.

1.56%
30 Day SEC Yield (Unsubsidized)

30 Day SEC Yield (Unsubsidized)

An annualized yield that is calculated by dividing the net investment income earned by the fund over the most recent 30-day period by the current maximum offering price that does not account for expense ratio waivers.

-
Fund Dividend Yield

Fund Dividend Yield

The sum of the most recent 12 dividends within the past 365 days divided by Net Asset Value per share, expressed as a percentage.

0.26%
Index Dividend Yield

Index Dividend Yield

The weighted average of the underlyings' indicated annual dividend divided by price, expressed as a percentage.

1.65%
Tax Equivalent Yield

Taxable Equivalent Yield

Return that is required on a taxable investment to make it equal to the return on a tax-exempt investment. Tax equivalent yield is based on the Fund's 30 Day SEC Yield and the highest marginal federal income tax rate.

-

Fund Market Price as of Oct 26 2020

Fund Market Price as of Oct 26 2020
Bid/Ask

Bid/Ask Mid Point

(Also known as Mid Price) The price between the best price of the sellers for a trading unit of a given security and the best price of the buyer of a trading unit of a given security.

Closing Price

Closing Price

Market Price of last reported trade on the exchange.

Day High Day Low Exchange Volume (Shares)

Exchange Volume (shares)

Represents the volume of shares traded on the ETF's primary exchange throughout the previous business day.

Premium/Discount

Premium/Discount to NAV

Shows the comparison of the daily net asset value (NAV) and the Midpoint of the closing bid/ask for each of the funds calculated as ((4PM Bid/Ask - Closing NAV) / Closing NAV * 100)

$31.91 $31.87 $32.00 $31.87 55 0.02%
Bid/Ask

Bid/Ask Mid Point

(Also known as Mid Price) The price between the best price of the sellers for a trading unit of a given security and the best price of the buyer of a trading unit of a given security.

$31.91
Closing Price

Closing Price

Market Price of last reported trade on the exchange.

$31.87
Day High $32.00
Day Low $31.87
Exchange Volume (Shares)

Exchange Volume (shares)

Represents the volume of shares traded on the ETF's primary exchange throughout the previous business day.

55
Premium/Discount

Premium/Discount to NAV

Shows the comparison of the daily net asset value (NAV) and the Midpoint of the closing bid/ask for each of the funds calculated as ((4PM Bid/Ask - Closing NAV) / Closing NAV * 100)

0.02%

Premium Discount to Nav

Quarter
    x axis: # of days
    y axis: # Premium/Discount percentage
    Fund Data

    The above information is provided to show the comparison of the daily net asset value (NAV) and the Midpoint of the closing bid/ask for each of the funds.

    Before investing, consider the funds' investment objectives, risks, charges and expenses. To obtain a prospectus or summary prospectus which contains this and other information, call 1-866-787-2257 download a prospectus or summary prospectus now, or talk to your financial advisor. Read it carefully before investing.


    Fund Net Cash Amount as of Oct 26 2020

    Fund Net Cash Amount as of Oct 26 2020
    Net Cash Amount
    $59,015.97
    Net Cash Amount $59,015.97

    Fund Net Asset Value as of Oct 26 2020

    Fund Net Asset Value as of Oct 26 2020
    NAV

    NAV

    The market value of a mutual fund's or ETFs total assets, minus liabilities, divided by the number of shares outstanding.

    Shares Outstanding Assets Under Management
    $31.90 2.12 M $67.79 M
    NAV

    NAV

    The market value of a mutual fund's or ETFs total assets, minus liabilities, divided by the number of shares outstanding.

    $31.90
    Shares Outstanding 2.12 M
    Assets Under Management $67.79 M
    Most Recent NAV / NAV History

    Top Holdings

    Subject to change.

    Top Holdings

    Subject to change.

    Fund Top Holdingsas of Oct 26 2020
    Index Top Holdingsas of Oct 26 2020

    Fund Top Holdings as of Oct 26 2020

    Name Shares Held Weight
    Apple Inc. 51,606 8.76%
    Microsoft Corporation 24,294 7.53%
    Amazon.com Inc. 1,365 6.46%
    Facebook Inc. Class A 7,715 3.16%
    Alphabet Inc. Class A 960 2.25%
    Alphabet Inc. Class C 942 2.21%
    Procter & Gamble Company 8,004 1.67%
    Visa Inc. Class A 5,416 1.54%
    NVIDIA Corporation 1,978 1.53%
    JPMorgan Chase & Co. 9,789 1.46%
    Download All Holdings: Daily

    Index Top Holdings as of Oct 26 2020

    Name Weight
    Apple Inc. 8.77%
    Microsoft Corporation 7.54%
    Amazon.com Inc. 6.48%
    Facebook Inc. Class A 3.16%
    Alphabet Inc. Class A 2.26%
    Alphabet Inc. Class C 2.21%
    Procter & Gamble Company 1.67%
    Visa Inc. Class A 1.54%
    NVIDIA Corporation 1.54%
    JPMorgan Chase & Co. 1.46%

    Sector Allocation

    Sector Allocation
    Fund Sector Breakdownas of Oct 26 2020
    Index Sector Breakdownas of Oct 26 2020

    Fund Sector Breakdown as of Oct 26 2020

    Sector Weight
    Information Technology 29.47%
    Health Care 14.16%
    Consumer Discretionary 12.90%
    Communication Services 11.24%
    Financials 9.40%
    Industrials 7.12%
    Consumer Staples 6.63%
    Materials 2.62%
    Real Estate 2.55%
    Utilities 1.96%
    Energy 1.95%

    Index Sector Breakdown as of Oct 26 2020

    Sector Weight
    Information Technology 29.45%
    Health Care 14.14%
    Consumer Discretionary 12.90%
    Communication Services 11.24%
    Financials 9.41%
    Industrials 7.12%
    Consumer Staples 6.63%
    Materials 2.63%
    Real Estate 2.57%
    Energy 1.96%
    Utilities 1.96%

    Purchase Information

    Purchase Information

    Buying and Selling ETFs

    ETFs are flexible and easy to trade. Investors buy and sell them like stocks, typically through a brokerage account. Investors can also employ traditional stock trading techniques; including stop orders, limit orders, margin purchases, and short sales using ETFs. They are listed on major US Stock Exchanges.

    ETFs are subject to risk similar to those of stocks including those regarding short-selling and margin account maintenance.

    Ordinary brokerage commissions apply.


    Fund Footnotes

    In general, ETFs can be expected to move up or down in value with the value of the applicable index. Although ETF shares may be bought and sold on the exchange through any brokerage account, ETF shares are not individually redeemable from the Fund. Investors may acquire ETFs and tender them for redemption through the Fund in Creation Unit Aggregations only. Please see the prospectus for more details.

    After-tax returns are calculated based on NAV using the historical highest individual federal marginal income tax rates and do not reflect the impact of state and local taxes. Actual after-tax returns depend on the investor's tax situation and may differ from those shown. The after-tax returns shown are not relevant to investors who hold their fund shares through tax-deferred arrangements such as 401(k) plans or individual retirement accounts.

    Unless otherwise noted all information contained herein is that of the SPDR® S&P 500 ESG ETF.

    Performance of an index is not illustrative of any particular investment. It is not possible to invest directly in an index.

    Holdings and sectors shown are as of the date indicated and are subject to change. This information should not be considered a recommendation to invest in a particular sector or to buy or sell any security shown. It is not known whether the sectors or securities shown will be profitable in the future.

    As with all stocks, you may be required to deposit more money or securities into your margin account if the equity, including the amount attributable to your ETF shares, declines.