Market Makers and Authorized Participants


The primary market for SPDR ETFs consists of approved dealers in each fund, including market makers and Authorized Participants with the capacity and authority to create and redeem SPDR ETFs in accordance with demand. This unique open-ended structure ensures that SPDR ETF shares trade with maximum liquidity.


SPDR® Dow Jones® Industrial Average ETF (D07)

Market Maker (MM)

An extensive network of market makers supports the secondary market for SPDR ETFs on the Singapore Exchange. This extensive network of dealers provides OTC and on exchange dealing, ensuring liquidity, competitive spreads and price transparency throughout all funds.

Societe Generale

Authorized Participants (APs)

Institutional investors who wish to create or redeem units directly from the fund may contact the Authorized Participants (APs) of each fund:

ABN AMRO Clearing Chicago LLC
ABN AMRO Securities (USA) LLC
Alternet Securities Inc.
Banca IMI Securities Corp.
Bankers Trust
Barclays Capital, Inc.
BNP Paribas
BNP Paribas Securities Corp.
BNY ConvergEx Execution Solutions LLC
BNY Mellon Capital Markets, LLC
Canadian Imperial Holding
Cantor Fitzgerlad & Co.
Citadel Securities LLC
Citigroup Global Markets Inc.
Commerz Markets LLC
Credit Suisse
Deutsche Bank
Deutsche Bank Securities
Electronic Transaction Clearing
Goldman Sachs & Co.
GSEC
HRT Financial LLC
HSBC Securities Inc
ING Financial Markets
Interactive Brokers LLC
J.P. Morgan Securities
Jefferies & Co., Inc.
Knight Clearing Services LLC
Lek Securities Corp.
Maple Securities USA Inc.
Merrill Lynch Pierce, Fenner & Smith Inc.
Merrill Lynch Professional
Mizuho Securities USA Inc.
Morgan Stanley & Co. Incorporated
National Financial Services
Natixis Securities Americas LLC 
Newedge
Nomura Securities
Penson Financial Services, In.
RBC Capital Markets
RBS Securities Inc.
S G Americas Securities Corp
Scotia Capital (USA), Inc.
Timber Hill LLC
UBS Securities LLC
Virtu Financial BD LLC
Virtu Financial Capital Markets LLC
Wedbush Morgan Securities Inc.
Wells Fargo Securities LLC

SPDR® Gold Shares (O87)

Market Maker (MM)

An extensive network of market makers supports the secondary market for SPDR ETFs on the Singapore Exchange. This extensive network of dealers provides OTC and on exchange dealing, ensuring liquidity, competitive spreads and price transparency throughout all funds.

Flow Traders Asia Pte Ltd.
Societe Generale

 

Authorized Participants (APs)

Institutional investors who wish to create or redeem units directly from the fund may contact the Authorized Participants (APs) of each fund:

Barclays Capital Inc.
Citigroup Global Markets Inc.,
Credit Suisse Securities (USA) LLC
Deutsche Bank Securities Inc.
Goldman, Sachs & Co.
Goldman Sachs Execution & Clearing, L.P.
HSBC Securities (USA) Inc.
J.P. Morgan Securities Inc.
Merrill Lynch Professional Clearing Corp.
Morgan Stanley & Co. LLC
Newedge USA LLC
RBC Capital Markets LLC
Scotia Capital (USA) Inc.
UBS Securities LLC
Virtu Financial BD LLC

SPDR® Straits Times Index ETF (ES3)

Market Maker (MM)

An extensive network of market makers supports the secondary market for SPDR ETFs on the Singapore Exchange. This extensive network of dealers provides OTC and on exchange dealing, ensuring liquidity, competitive spreads and price transparency throughout all funds.

Flow Traders Asia Pte Ltd.
Phillip Securities Pte Ltd
Societe Generale

 

Authorized Participants (APs)

Institutional investors who wish to create or redeem units directly from the fund may contact the Authorized Participants (APs) of each fund:

Credit Suisse Securities (Hong Kong)
Deutsche Securities Asia Limited
Flow Traders Asia Pte Ltd
Phillip Securities Pte Ltd

SPDR® S&P 500® ETF (S27)

Market Maker (MM)

An extensive network of market makers supports the secondary market for SPDR ETFs on the Singapore Exchange. This extensive network of dealers provides OTC and on exchange dealing, ensuring liquidity, competitive spreads and price transparency throughout all funds.

Societe Generale

Authorized Participants (APs)

Institutional investors who wish to create or redeem units directly from the fund may contact the Authorized Participants (APs) of each fund:

ABN AMRO Clearing Chicago LLC
ABN AMRO Securities (USA) LLC
Alternet Securities Inc.
Banca IMI Securities Corp.
Bankers Trust
Barclays Capital, Inc.
BNP Paribas
BNP Paribas Securities Corp.
BNY ConvergEx Execution Solutions LLC
BNY Mellon Capital Markets, LLC
Canadian Imperial Holding
Cantor Fitzgerlad & Co.
Citadel Securities LLC
Citigroup Global Markets Inc.
Commerz Markets LLC
Credit Suisse
Deutsche Bank
Deutsche Bank Securities
Electronic Transaction Clearing
Goldman Sachs & Co.
GSEC
HRT Financial LLC
HSBC Securities Inc
ING Financial Markets
Interactive Brokers LLC
J.P. Morgan Securities
Jefferies & Co., Inc.
Knight Clearing Services LLC
Lek Securities Corp.
Maple Securities USA Inc.
Merrill Lynch Pierce, Fenner & Smith Inc.
Merrill Lynch Professional
Mizuho Securities USA Inc.
Morgan Stanley & Co. Incorporated
National Financial Services
Natixis Securities Americas LLC 
Newedge
Nomura Securities
Penson Financial Services, In.
RBC Capital Markets
RBS Securities Inc.
S G Americas Securities Corp
Scotia Capital (USA), Inc.
Timber Hill LLC
UBS Securities LLC
Virtu Financial BD LLC
Virtu Financial Capital Markets LLC
Wedbush Morgan Securities Inc.
Wells Fargo Securities LLC

 

Last Update: July 2019. This list of market makers and authorized participants is provided for information purposes only and is subject to change from time to time.